intermediaries. These proposed rules aim to provide sufficient and material information for investors? decision making, and to promote salespersons? thorough understanding of the products they offer as well as
to a wider target. The application features simple tips on financial planning, easy to access information on financial products and more information useful for making investment decision which includes
financial products and services in the capital market.The applicant must have the qualifications as specified by the Ministerial Regulations concerning undertaking of securities business in the category that
? Equity and Infrastructure Department, Corporate Finance ? Debt and Other Products Department and Accounting Supervision Department. # # # # # # Nataya Niyamanusorn joined the SEC since 1992. She has
, gain more knowledge about financial products and be able to make more efficient investment decision,? said Mr. Vorapol.
regulators. The revision also requires that rating of products with complicated features, including plain and tranche securitization, be attached with a special symbol. ?The global financial environment is
innovations in domestic and foreign markets; (3) Corporate finance & products: Rules, regulations and procedures governing issuance and public offering of financial instruments and related transactions;(4
financial products. For the best interest of the fund members, they should also be well-versed in selecting asset management companies, monitoring and assessing performance of asset management companies to
financial products that offer a wide range of risks for investors? alternatives. Mobile application ?start-to-invest? has been developed to serve as a tool opening wider access to financial literacy and
assets, other than in the ordinary course of business; material changes in the types of products produced or services rendered; name changes; or the nature and results of any bankruptcy, receivership or