proprietary trading which would be able to prevent the following occurrences: (a) negative result to financial status of an intermediary; (b) affected trade of capital market products deviated from regularity

and deter money laundering.ICO issuers must be a company established under Thai law, with a clear business plan, audited financial statements, clear rights for digital token holders, source code

) Mr. Peeranut Siripornpitak, who is Mr. Suthee Siripornpitak’s son, jointly committed the offense of manipulating the RPC share price during the afternoon trading sessions between 18 and 31 August 2021

individuals above had personal relationships, financial trails or connections through associated persons. Specifically, (1) Pasu, (2) Vichan and (3) Akarat colluded to manipulate the price or trading volume of

 trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had

Bangkok, 17 August 2016 - The SEC has suspended two capital market investment consultants, namely {A} for making unauthorized trading decisions, and {B} for giving investment advice without any

>     - a civil monetary penalty of 8,000,000.00 Baht     - a suspension of digital assets and derivatives contracts related to digital assets trading

suspension of digital assets and derivatives contracts related to digital assets trading between 22/05/2023 and 21/09/2023     - a bar from serving as a director or executive in a

. Sommart Dhupchinda to commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take advantage of other persons before TIPCO disclosed the inside

extraordinary payment and the highest rate of payment in five years. Subsequently, they commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take