Investigation (DSI) after he had refused to enter the settlement process for aiding and abetting the share price manipulation of RCI on May 2 2008, which is in contravention of Section 243 (1) in conjunction with

the status of approved investor contact for three months as from September 1, 2011. In case of {B}, the SEC received a report from Bualuang Securities Plc. on its investigation which was conducted upon

.   In addition, efficiency of legal enforcement will be enhanced by improving timeframes of case management on investigation and complaint handling, and cooperating with relevant agencies such as the SET

KTB Securities? investigation report. From the SEC probe, it was found that the complainant was lured into transferring money into a bank account at KTB Securities for payment of securities trading and

Following a referral from the Stock Exchange of Thailand (SET) in March 2023 and the SEC’s further investigation, the findings and evidence indicated that during 5 August – 9 November 2022, these

Following a report from KTB and the SEC’s further investigation, it was found that during the period from 2024 to 2025, Miss Wannapat misappropriated the assets of two clients in the total amount of

ตั้งขึ้นเฉพาะกิจ เชน กองทุนเพื่อแกไขปญหาในระบบสถาบันการเงิน เปนตน 2 Principle 8 states that the regulator should have comprehensive inspection, investigation and surveillance powers. Principle 9

Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as

According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and

ปลอดภัยของระบบและพิสูจน์พยานหลักฐานทางดิจิทัล (digital forensic investigation) โดยไม่ชักช้า ꃂ 숀  ꃂ⠀Ȁ⤎ ࠀㄎᐎ⨎䠎܎⌎㈎∎܎㈎ᤎᜎ㔎䠎ࠎㄎᐎᜎ㌎䈎ᐎ∎ᰎ㤎䤎䀎਎㔎䠎∎✎਎㈎എᔎ㈎ℎ‎⠀Ā⤎ ᔀ䠎ⴎ⨎㌎ᤎㄎĎ܎㈎ᤎ‎Ā⸎─⸎ᔀ⸎숀 ตามหลักเกณฑ์ดังนี้