institutional investors without requiring to assess the qualifications of the underlying clients for investor classification purposes*. This approach is based on the fact that private funds are managed by

digital asset mule accounts. Moreover, individuals identified as mule account holders will face restrictions on certain transactions that pose a risk of money laundering. Ms. Jomkwan Kongsakul, SEC Deputy

developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from

shareholders after the IPO such as the number of shares and proportion of the shareholding after IPO, including the number of shares that are prohibited from selling under the locked-up requirements; and 2) the

the capital market or a lack of information that may affect investment decision making of investors. The key points of the amendment are as summarized below:    (1) Prohibiting local securities

ensuring more appropriateness, less reporting repetition, and more flexibility for those responsible for the reporting, the amendment still ensures that the users receive sufficient information in a timely

dealing business or securities underwriting business and capable of providing services related to debt securities and Sukuk is eligible to act as a bondholder representative. This is to ensure that the

that the specified types of securities align more closely with the responsibilities of bondholder representative;                 (2) A funding portal is eligible to act as a bondholder representative

Following the issuance of regulations on information technology systems in 2022*, the SEC recognizes that the current rules should be updated to enable business operators in the capital market to

, with the requirement that during the first two years, the records must be stored in a format that is readily accessible for the SEC’s review or inspection. The Notification concerning the amendments has