SEC Secretary-General Ruenvadee Suwanmongkol said: “Audit committees can be considered the representatives of retail investors and are key stakeholders in the financial reporting ecosystem. They
allows retail investors who invest in products denominated in foreign currencies through Thai business operators to invest in a variety of products such as stocks, debt instruments, mutual funds, and
proposed fund must have clear objectives and the procedures fair to both parties”.President of the Thai Investors Association (TIA), Mr. Kengkla Ruckphaopunt, said that “retail investors in the Thai
framework to facilitate cross-border offerings of a variety of fund structures to retail investors while maintaining appropriate investor protections. It was established under the auspices of the APEC Finance
Intermediaries (No. 2); - The SEC Office Notification No. Sor Nor. 26/2559 Re: Prospectus for Offering of Investment Units of Retail Mutual Funds, Mutual Funds for Accredited Investors and Mutual Funds for
, Chief Executive Officer of Central Retail Corporation Limited, Man Juttijudata, Senior Director of Investment, the Government Pension Fund and Pinit Puapan, Managing Director of KT Zmico Securities
share offering information and, prior to making investment, must pass knowledge test on risks associated with the investment. In case of retail investors, each investor is allowed to buy shares not
, 2013.With a referral on the {A} case from the Stock Exchange of Thailand, the SEC probed into the case and found that {A}, then Senior Vice President Retail Sales 1 of Siam City Securities Co., Ltd., had
outstanding loans under financial assistance, all of which are in the retail lending segment. Of these, around 70% have been able to make repayments after the end of the relief period. As for non-retail