solicitation when in fact the public company did not even file an application for share offering, thus never listed on the SET as previously claimed. The clients suffered damage as a result.   The misconducts of

that his or her investment growth will outpace inflation and to be properly prepared for retirement. As a result, the SEC strategic plan has been implemented to encourage the investing public to have

Bangkok, May 27, 2014 ? The SEC revealed audit inspection results on eight audit firms; citing all of them met quality requirements. The result, however, showed room for improvement in the area of

B.E. 2535 (1992) (SEA). He earlier agreed to enter the settlement procedure; but later declined to do so. The criminal case has not been regarded as settled. As a result, the SEC has to file the

, filed a criminal complaint with the Department of Special Investigation (DSI) for further legal proceedings. As a result, Surasak is deeemed to possess untrustworthy characteristics and therefore banned

material and may affect the rights and interests of shareholders or investors’ investment decision‑making.ACC has not yet accurately and completely disclosed such information, which may result in

result, public access to the Exmix platform will be disabled starting from 2 May 2026.The SEC urges the public and investors to exercise caution when using services from unlicensed digital asset businesses

this purpose, the provision of significant funding shall include guarantors, contractual arrangements, or investments in any instruments that result in the financial supporter having the status of, or

typically assign an expected rating at the initial stage and disclose the final rating only after receiving all required documentation from the issuer. As a result, inter CRAs may be unable to issue a final

investors to believe that there was strong demand for AKP shares at elevated prices. As a result, other investors followed suit and entered into trades. Once the price had increased, the accused group