; · Thai AMC should submit the application for establishment of mutual fund via the SEC’s Online Fund Approval and Management System (OFAM) together with all the necessary documents in support of the
necessary documents in support of the application for approval of establishment of a feeder fund, in line with the normal practice. The SEC will not proceed with the application if no SFC Eligibility
............................................................................................................................................. ........................................................................................................................................................... (Upon the SEC Office’s approval of the registration of SEC Account in an urgent case, the Applicant shall submit the hardcopy documents according to the Licensing Manual for the Public within 3...
กรรมการผู้มีอ านาจ ลงนาม เท่านั้น สามารถ download หนังสือได้ที่ http://www.sec.or.th/TH/Documents/account_admin_form.doc (แนวทางการแต่งตั้ง Account Administrator ส าหรับกลุ่มบริษัท หรือ outsource ตามข้อ 3-4
amend the terms and other details necessary for and relevant to the issuance and allocation of the VGI-W2 Warrants, (b) sign applications and other documents and evidence necessary for and relevant to the
for Approval for the Establishment of a Fund _____________ Division 1 Features of the Fund to be Approved _______________ Clause 9 The documents of the fund applying for approval of establishment shall
documents of the fund applying for approval of establishment shall contain the stipulations indicating the features of the fund as follows: (1) being a close-ended fund except when the redemption is clearly
of shares and the entry into shares purchase agreement, share subscription agreement and any other documents related thereto with TSEO and the power to perform any acts which are necessary and