consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of investment. “investment planner
contract of material handing’s service provider. Net cash flows used in financing activities Baht 1,133 million. Major items came from the finance costs paid Baht 534 million, repayment of short term loan
forecasts signaling GDP will fall by up to 6% compared to 2019. The export sector has been affected by declining demand from trading-partner countries, while the tourism sector has been severely impaired by
convenience for foreign tourists who hold digital assets when visiting and spending in Thailand. This initiative builds upon the existing ecosystem covering both the digital asset trading system and electronic
on {B} and {C}, respectively, for collusively trading TWZ shares with the intention to induce the general public into buying or selling such shares in violation of Sections 243 (2) of the SEA and
Based on a referral and the SEC’s further investigation, it was found that on 15 October 2021 OKX provided services for a digital asset trading system, facilitating the trading and exchange of
September 2013, Mr. Siwasit Sainumphung colluded with the five persons above to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing
(1st-12th offenders), and two supporters allowing their trading accounts to be used by others (13th-14th). The group jointly manipulated the KC share price during 5 January – 19 February 2015, causing
. Regarding the share transfer case, Auracha, then an invesment consultant at AEC, was found transfering shares in the client's trading account into her mother's account for her own benefits. Such share
trading account into her mother?s account for her own benefits. Such share transfer was prearranged, starting from Auracha?s opening a trading account for her mother without declaring their relationship to