market price in case the land is freehold as the basis to value an appropriate marketable rent via acceptable return rate in general arise from the 30-years leasehold contract and generally accepted
relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been accused of or subjected to criminal proceeding
the operational risk and the customer relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been
criteria prescribed by the Association of Thai Securities Companies and approved by the SEC Office. Clause 7 The derivatives broker shall set up a compliance unit in which acceptable and reliable standards
compliance unit in which acceptable and reliable standards are adopted. The compliance unit shall be independent to monitor the operation of the derivatives broker. Clause 8 The derivatives broker shall put in
suits their investment objectives and investment risks are acceptable; (2) necessary warnings, considering the nature of the mutual fund that may significantly affect investment decisions, such as, if the
. The organization selects and develops control activities that contribute to the mitigation of risks to the achievement of the objectives to the acceptable levels. Questions Yes No 10.1 The company’s