obstacles to living or occupations will be abolished or revised to lessen burden on people. By doing so, methods used must be done with speed, transparency, low costs with participation from all related
future application for approval as capital market business personnel will not be accepted until the recovation period ends. _______________________ * An investment consultant for
results of the review affect the fair valuation of the investment or any items in the financial statements that have been submitted to the SEC Office and disclosed publicly, PACE has informed that it will
Bangkok, 3 November 2017 ? The SEC emphasizes the importance of information disclosure in the registration statement and prospectus so that investors will be able to access complete information
baht each. The total fines of 3,135,871.25 baht will be submitted to the Ministry of Finance as public revenue. In addition to the civil sanctions, the SEC has banned Surachai and Somsak from holding a
SEC Office and disclosed publicly, PACE has informed that it will rectify and re-submit such financial statements to the SEC Office on the same day as well. The SEC has granted PACE the request for
with anti-money laundering laws. Currently, this e-KYC technology will provide advantages for making identification, authentication and other processes becomes faster and more convenient.SEC has
will coordinate with related agencies for further proceeding.
list will be updated periodically.This latest update has resulted in the total of four cryptocurrencies for ICO investments and base trading pairs, namely (1) Bitcoin (BTC), (2) Ethereum (ETH), (3
capital that reflects risks associated with custody of clients’ assets and helps bring good risk management. Net capital (NC) requirement will be applied for the digital asset businesses. Such digital