and Febuary 1,2021. However, Mr. Suksan prepared and disclosed the report (Form 59) to the SEC office on March 26, 2021 which means Mr. Suksan failed to prepare and disclose the report within the

juristic person in which Mr. Buntoeng held more than 30 percent of the shares, during July 2, 2021 to April 3, 2023. In this regard, Mr. Buntoeng has the duty to prepare and disclose a report regarding his

failing to have a sufficient and effective system for executing securities transactions for the mutual fund, resulted of an act or failure to act which is a dulty required to be performed. SEC Act S

announcement, i.e., by 4 July 2024. However, SOTUS submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement. SEC Act S.246 Settlement

, i.e., by 4 July 2024. However, Mr CHAIVIT submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement. SEC Act S.246 Settlement

announcement, i.e., by 4 July 2024. However, Miss SIRILUCK submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement SEC Act S.246

February 2025, respectively, which were later than the deadlines specified in the announcement. SEC Act S.246 Settlement Committee Meeting No. 3/2026 Settlement Committee Order No. 55/2026 Dated 09/03

securities and the changes to such holdings (Form 59) within 9 September 2021. However, Mr. Tradsin prepared and disclosed the report (Form 59) to the SEC office on 10 September 2021 which is later than the

announcement, i.e., by 4 July 2024. However, SPBL submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement. SEC Act S.246 Settlement

shares are proposed to be allocated to three investors (PP investors), namely:    (1) Sky Avia Trading Co., Ltd. (Sky Avia), which was incorporated on 4 September 2024;    (2) Heli Asia Trading Co., Ltd