e-service Online Submission See canceled document Derivatives Advisors >> Business Operation Rules Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act
e-service Online Submission See canceled document Limited BDU >> Business Operation Rules Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act
e-service Online Submission See canceled document Securities Underwriter Business >> Securities Dealing (Section 114) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Securities Underwriter Business >> Securities Underwriting (Section 116) Type Title Section See Document Status Notified Date Effective Date 1. Act
>> Advertising Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 117 12/03/1992 16/05/1992 2. Act Securities and Exchange Act 2535 98 12/03/1992
>> Advertising Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 98 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board
Manager Business >> Conducts of Derivatives Fund Management Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act B.E. 2546 18 03/07/2003 06/01/2004 2. Act
personnel in capital market business. Notified this 25th day of August 2011. -signature- (Chalee Chantanayingyong) Deputy Secretary-General Acting Secretary-General Office of the Securities and Exchange
June 2010. Notified this 1st day of June 2010. - signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Note: please note that the contents added in
into force as from 16 January 2011. Notified this 6th day of January 2011. - Signature- (Vijit Supinit) Chairman Securities and Exchange Commission