retrieval for review or inspection by the SEC Office without delay; (4) it shall be accommodated to the SEC Office for inspecting the operation of the service provider upon request. Chapter 3 Compulsory
controlling employee of securities trading, and such other information under possession of the securities company, upon receiving a request by the other securities companies within a reasonable period; (3
(system change) (1) มีการประเมินผลกระทบ และจัดลำดับความสำคัญของ การเปล่ียนแปลง (2) มีกระบวนการขออนมุัติการเปล่ียนแปลง (change request) โดยต้องได้รับการอนมุัติจากหน่วยงานเจ้าของระบบ (system owner) เป็นลาย
categorized type of the client , the intermediary shall notify the client to acknowledge the result of the client ’s categorization, rights, restrictions and risk level, including right to request for changing
already categorized type of the client, the intermediary shall notify the client to acknowledge the result of the client’s categorization, rights, restrictions and risk level, including right to request for
enhancing the competitiveness of Thai financial institutions to enable them to offer a wide range of products and services at fair prices while supporting regional trade and investment with good governance in
disclose information and the vision of the management in order to assist investors to better understand the company's financial status and operation. It also supports the "Good Corporate Governance Project
practices of corporate governance, transparency and full respect for the interests of the merged CCPH; except for RPT that are clearly beneficial for the merged CCPH and all of its shareholders. 4
reflects professional operation with good governance and good responsibility to society, community, environment as the company takes care of all related parties equally with international standard