times. In case the representative fails to act under the first paragraph, the management company shall revoke the appointment or change such representative without delay. Clause 13 A management company
Clause 10, as the case may be, at all times. In case the representative fails to act under the first paragraph, the management company shall revoke the appointment or change such representative without
Property and Loan Funds; “inside information” means any fact that is material to the change of the prices of securities or derivatives and has not been disclosed to the public, and any information related to
classification and measurement of financial instruments based on the consideration of the contractual cash flow characteristics and the Company’s business model, the calculation of impairment using the expected
changes to such systems are urgent, such fund supervisor may inform the Office of such urgency to request the result of the consideration for such change approval before the fifteen-day deadline is due. Any
changes to such systems are urgent, such fund supervisor may inform the Office of such urgency to request the result of the consideration for such change approval before the fifteen-day deadline is due
สำคัญกับความเสี่ยงและผลกระทบที่อาจเกิดขึ้นจากการประกอบธุรกิจของบริษัทหลักทรัพย์ (Risk-Based Approach) โดยความเสี่ยงด้านเทคโนโลยีสารสนเทศเป็นความเสี่ยงหนึ่งที่สำนักงานให้ความสำคัญ เนื่องด้วยความเสี่ยงดัง
) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to