funds or provident funds, the payment for redemption of investment units or the payment of benefits to members of private funds that are provident funds, including the incorrect calculation of the number
, and shall also indicate the number of arbitrators for the arbitral proceeding at the same time of filing the dispute. Clause 9. After the officer assigned by the Office has examined the dispute filing
on their behalf, and shall also indicate the number of arbitrators for the arbitral proceeding at the same time of filing the dispute. (UNOFFICIAL TRANSLATION) - 4 - Clause 9. After the officer
company shall have independent directors in the number of at least one-fourth of its board of directors. In cases where an independent director of a securities company deceases, resigns, or whose approval
work units. Clause 7 A securities company shall have independent directors in the number of at least one-fourth of its board of directors. In cases where an independent director of a securities company
beneficial to the undertaking of the derivatives brokerage business in a sufficient number to accommodate the undertaking of the derivatives business in an efficient manner. Clause 11. The derivatives broker
knowledgeable, capable or experienced and who are beneficial to the undertaking of the derivatives brokerage business in a sufficient number to accommodate the undertaking of the derivatives business in an