of derivatives broker for institutional investor. Chapter 2 Organization Structure, Working System, and Operational Control --------------------------------------- Clause 5. 5 Derivatives broker shall
of derivatives broker for institutional investor. Chapter 2 Organization Structure, Working System, and Operational Control --------------------------------------- Clause 5.5 Derivatives broker shall
) นโยบายและมาตรการในการบริหารความเส่ียงในดา้น credit risk, market risk, legal risk และ operational risk (ค) ระบบท่ีเหมาะสมและเช่ือถือไดใ้นการบนัทึกขอ้มูล การรายงานขอ้มูลต่อผูบ้ริหาร และการควบคุมการปฏิบติังาน
credit risk, market risk, legal risk และ operational risk (ค) ระบบท่ีเหมาะสมและเช่ือถือไดใ้นการบนัทึกขอ้มูล การรายงานขอ้มูลต่อ ผูบ้ริหาร และการควบคุมการปฏิบติังาน (ง) ขั้นตอนและวิธีการในการตรวจสอบ
management committee, an investment committee or an operational oversight committee, etc, or advisors of such committees. 2 (4) “departmental director” means a person who is in charge of internal affairs of a
businesses were offset by lower results from associates and joint ventures, largely due to shared loss from SGAH related to operational inefficiency which will be gradually improved. In Q1 2018, the Company
33.85 million stemmed from the fully operational of new hospital (Wattanapat Ao-Nang Hospital) in amounts of Baht 19.96 million. Also, the increasing in revenue of its own in amounts of Baht 14.79 million
2.20 million shares, amounting to 40.00 THB mn 2. The company’s group has an operational profit of 29.12 THB mn Please be informed accordingly Yours Sincerely, - Mr. Kriangsak Buanoom - (Mr. Kriangsak
system which can prevent any misconduct that may cause damage to clients or securities holders and such system shall at least cover the following matters: (a) separation of operational units and
Operational Matters and Part II : The Product Restrictions of Qualifying CIS as prescribed in Appendix C : Standards of Qualifying CIS of the Memorandum of Understanding on Streamlined Authorisation Framework