charge. The event will be held on Tuesday March 10, 2015, 08.30 ? 16.30 hrs., at Room 1601 and 1501, the SEC Office, Vibhavadi-Rangsit Road. Please contact 0-2263-6023 or 0-2695-4674 for more information
-Money Laundering Office (AMLO) signed the memorandum of understanding with objective to enhance effectiveness of collaboration on supervision over securities business operator to prevent and suppress
, subject to the prohibited characteristic of the auditor in the capital market under Clause 16(1) of the Notification of the Office of the Securities and Exchange Commission No. SorChor. 39/2553 Re
, together with the annexed table.(2) Notification of the Office of the Securities and Exchange Commission No. SorThor. 1/2569 Re: Determination of Additional Definition of Institutional Investors under the
serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further action within its authority, as
, as well as a bar from serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further
to changes in the prices of PTL shares which has not yet been disclosed to the public and he has access by virtue of his office or position. Mr. Amit, PAPL, Polyplex Corporation Limited (“PCL”) which
to the public and he has access by virtue of his office or position and acts in a way as to take advantage of other persons as follows: (1) uses the information on PTL’s performance in the standalone
treatment income of chronic diseases from Social Security Office. Subsequently, Mr. Kumpol Plussind commit offense in using Mr. Krit Plussind's and Miss Kullapa Plussind's securities trading
), jointly with Mr. Maruphong Siriwat, a general manager of thermoplastic project of IEC in Rayong province and Mr. Chayakorn Akaramas, an office manager of the project performed their duties dishonestly