oil, currencies, exchange rate, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial

currency as specified by the Bank of Thailand, the SEC Office hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16 January 2011. Clause 2 In this Notification

reaches or exceeds any trigger point specified in Clause 6 of the SEC Notification No. KorChor. 53/2545, may submit an application for a waiver from the requirement to make a tender offer for all securities

any) as specified in the registration statement form for offer for sale of structured notes (“filing form”). 10. Interest payment: period and the interest payment date: Specify the interest payment

the investment 3 limit specified in the rules issued by virtue of the Securities and Exchange Act B.E. 2535 (1992): (2) provision that the management company shall prepare an account and separate the

initial margin deposit it has made or may be called upon by its agent to liquidate its position at a loss should it be unable to provide additional margin funds within a specified period. 2. Options 2.1

serve as directors for other companies. 3. Identify material background information (certain specified matters relating to conduct under the law) on director, senior management or controlling shareholder2

under the conditions specified by this Notification; -2- (4) “originator or obligor” means any business that benefits from the money received from the sale of sukuk, which may be the same person as the

compared with the preceding year. □ 2. Supporting documents for consideration under Clause 4 (2): □ (1) Violation record, under the law specified in the Notification, of an applicant, directors, managers and

statement with auditor’s opinion for this fiscal year compared with the preceding year. □ 2. Supporting documents for consideration under Clause 4 (2): □ (1) Violation record, under the law specified in the