Bangkok, June 27, 2012 ? The SEC allows offer for sale of ASEAN Collective Investment Scheme (ASEAN CIS) to accredited investors (AI). The regulations are expected to be effective within July, 2012
, effective on 2 December 2016. He has invalidated his existing positions as director or executive of listed company (if any), and prohibited his future holding of such positions until such period ends
support industry business operation, remove obstacles and clarify certain governing regulations. The revisions to become effective in September include:1. Licensed derivatives dealer will be allowed to
, respectively. The orders have been issued and effective today, after finding indicated that both investor contacts used their clients? accounts to trade securities for others. In case of Meaunchit, the SEC
Bangkok, January 20, 2011 ? The SEC regulations on establishment and management of infrastructure fund have become effective since January 16, 2011. Asset management companies and the investing
specified in the Notification of the Capital Market Supervisory Board*. The SEC has therefore ordered the 18-month suspension on {A}'s capital market investment consultant approval, effective from 21 October
2566 ก.ล.ต. ได้อนุมัติให้แบบแสดงรายการข้อมูลการเสนอขายของทั้ง 4 ราย มีผลใช้บังคับ (Effective filing) แล้ว โดย ระบบ DIF : Web Portal ภายใต้โครงการ Sandbox นี้ สามารถรองรับธุรกรรมตั้งแต่การยื่นขออนุมัติ
consultants, the SEC suspended {B}'s securities investment consultant approval status for two months while suspended {C} and {D} for one month each. The sanctions were effective from March 11, 2014.Vasant
recently approved regulations on municipal bond offerings by public sector organizations under the Securities and Exchange Act B.E. 2535 (1992). The regulations, to be effective on January 1, 2015, will
acquire additional real estate within one year following the effective date of REIT regulation,? he added. # # #