and his client showed that he had used the client's account to trade securities for himself.{A}'s actions were deemed the violation of Clauses 20(1) and (3) of the Notification of Capital Market

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for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. _____________ Notification of the

... (Unofficial Translation) PAGE (Unofficial Translation) 2 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The

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