of Total Revenues Year 2017 and 2016 Unit : Baht 1,000 389,384 8.4% 356,572 283,136 269,180 Treatment of Industrial Waste 95,373 73,232 Property Development 10,875 14,160 Other 2016 2017 -2- (1
to the work unit responsible for post-trade operation within a reasonable period of time in order for the securities company to acknowledge and be able to report the result of securities trading in
responsible for post-trade operation [back office], and shall arrange for the personnel responsible for securities trading to submit a report on securities trading to the work unit responsible for post-trade
established internal control is rectified as follows: (1) monitor, inspect and evaluate the effectiveness of the operating procedures of the work unit responsible for the following functions by an independent
(Recovery point objective), such as data on assets of customers and funds, securities or unit trading transactions or information on NAV, so that companies are able to operate consecutively and render no
unit trading transactions or information on NAV, so that companies are able to operate consecutively and render no significant impact to customers, business operation and a compliance with regulations in
Clause 3; “ fee ” means a fee for undertaking business according to license; “ income ” means an income before deducting expenditures from undertaking business according to license; “ investment unit ”4
3; “fee” means a fee for undertaking business according to license; “income” means an income before deducting expenditures from undertaking business according to license; “investment unit”4 means the
, and whose unit holders are all institutional investors in accordance with the definition of “ institutional investor ” in the Notification of the Office of the Securities and Exchange Commission No. Sor
to the date on which this Notification comes into force, and whose unit holders are all institutional investors in accordance with the definition of “institutional investor” in the Notification of the