business thoroughly, causing incomplete disclosure in the filing concerning risk factors, conflict of interests, and trade mark.Akekajak?s actions were considered as failure to comply with the SEC Office
offering of investment units issued by general mutual funds in Thailand, such as the requirements on prospectus, fact sheet and annual report. In addition, a local representative or representative office
, supported by the government and the Office of National Anti-Corruption Commission, aims at pushing forward the fight against corruption nationwide.?Vorapol added that ?The SEC praises members of the two
back office possessing important information of funds and customers will be allowed to outsource only to the business operators? subsidiaries or financial institutions. Outsourcing to other licensed
applicant and group of parent company. {A}'s actions were considered as failure to comply with the Notification of the SEC Office concerning approval of financial advisor and scope of performance while {X1
Securities Commission Office (SCO), Pusat Pembinaan Akuntan da Jasa Penilai Indonesia (PPAJA), Certified Public Accountants and Auditing Oversight Board (CPAAOB Japan), China Securities Regulatory Commission
investment knowledge for the general public and ?Core Process Improvement? for developing its services and internal operating systems under the project "SMART SEC Administrative Office" at ?Thailand ICT
Bangkok, October 1, 2012 ? The SEC signed a Memorandum of Understanding (MOU) with the Office of Auditor General of Thailand (OAG) on September 27 to enhance audit quality of state owned enterprises
Sakkarin Ruamrangsri. 2.2 Corporate Affairs Division comprises Human Resource Department, Information and Communication Technology Department, the Office of the Secretary-General, General
charge. The event will be held on Tuesday March 10, 2015, 08.30 ? 16.30 hrs., at Room 1601 and 1501, the SEC Office, Vibhavadi-Rangsit Road. Please contact 0-2263-6023 or 0-2695-4674 for more information