investment consultant, the SEC received complaints from several clients of Bualuang Securities Public Company Limited and conducted further investigation which revealed that {A}, a capital market investment

การตรวจสอบความมั่นคงปลอดภัยของระบบ และการตรวจสอบพิสูจน์พยานหลักฐานทางดิจิทัล (digital forensic investigation) ในกรณีที่มีเหตุการณ์ที่ส่งผลกระทบต่อความมั่นคงปลอดภัยของระบบที่เกี่ยวข้องกับการเก็บรักษา

Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip

) Tepparit Sihisarapisit, (10) Duangkamon Kietsukasem (11) Meesak Makbumroong, (12) Surassawadee Katetud, and (13) Thai Bunpradphai, with the Department of Special Investigation (DSI) for manipulating share

submitting orders via mobile phone before re-submitting the orders via the phone recorder in order to make up the evidence that the client had made her own trading decision. The investigation found that {A

. Adjustment on SET?s trading systemSET has adjusted the parameter of circuit breaker for mai Index to prevent the repetition of the incident. 3. Investigation on irregular trading after market halt Halted at

Following an inspection report from ttb Bank and the SEC’s further investigation, it was found that during the years 2015 – 2024 Sareerat acted in a manner that implied dishonesty and committed

Following the referral from the Stock Exchange of Thailand (SET) in September 2023 and the SEC’s further investigation, the findings and evidence indicated that during 1–13 June 2023 the four

crimes, thereby safeguarding and protecting the public.Pol. Lt. Gen. Natthasak Chaowanasai, Commissioner of the CIB, stated: “The CIB places emphasis on the investigation of complex economic and

Following an inspection report from One and the SEC’s further investigation, it was found that during the period from 2012 to 28 June 2024, Mr. Soontorn engaged in conduct constituting a failure to