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those of securities company, securities company may not accept trading order of units of foreign collective investment scheme on the said hours and days, providing further that it shall give prior notice
notice of such intentioin to the SEC Office is not required to comply with the provisions under Clause 3 and Clause 4. The SEC Office shall be empowered to require the derivatives broker under the first
with the Notification of the SEC Office. 3 Clause 5 The derivatives broker which ceases the operation of the derivatives business in the category of derivatives brokerage and has given a written notice
SEC Office within seven days as from the effective date of the change as well as state the effective date of such change in the notice. Clause 3 In considering granting of approval, the SEC Office shall