the Securities and Exchange Commission. (8) “risk haircuts” means risk haircuts with respect to the undertaking of derivatives business or any other operation of a derivatives broker; (9)1 “collateral
Securities and Exchange Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Undertaking of Securities Business in the Category of Securities Financing dated 13 July 1996; (6) Clause 2 and
the Notification of the Securities and Exchange Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Undertaking of Securities Business in the Category of Securities Financing dated
June 2004; (5) Clause 4(3) of the Notification of the Securities and Exchange Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Undertaking of Securities Business in the Category of
Office of the Securities and Exchange Commission No. KorThor. 65/2547 Re: Rules for the Undertaking of Derivatives Business for Licensed Derivatives Broker dated 22 December 2004, the Office of the
risk haircuts with respect to undertaking securities business or any other operation of a securities company ; (8) “ collateral ” means total sum of pledged assets for exposure to derivatives according
repurchase agreement; (d) other liabilities as stipulated by the Notification of the SEC Office. (7) “risk haircuts” means risk haircuts with respect to undertaking securities business or any other operation
the Notification of the SEC Office. (7) “risk haircuts” means risk haircuts with respect to undertaking securities business or any other operation of a securities company; (8) “collateral” means total
ชอบครั้งล่าสุด ซึ่งสำนักงานพบ ข้อบกพร่องของผู้สอบบัญชีและได้ออกคำสั่งพักหรือเพิกถอนการให้ความเห็นชอบ หรือได้เห็นชอบกับ การปฏิบัติตามบทลงโทษที่เสนอโดยบุคคลนั้นเอง (Enforceable Undertaking) หรือได้เปิดเผย