institutional investors and the right protection volunteers as the representatives of retail investors and more active roles of institutional investors. Moreover, collaboration among various groups of investors
Secretary-General said, ?Collaboration between the SEC and all market participants is needed to help strengthen the Thai capital market?s competitive edge in the international arena. The SEC?s 2015 plan
เลขาธิการ ก.ล.ต. ได้ร่วมเสวนาในหัวข้อ The Future of Global Collaboration on Financial Policy and Regulation กับผู้ทรงคุณวุฒิจากภาครัฐและเอกชนทั่วโลก เช่น Mr. Rodrigo Buenaventura, Secretary General, IOSCO และ
the mutual fund needs to be dissolved. Division 3 Action to Take When an Investment Unit Value or Investment Unit Price is Incorrect ___________________ Clause 13 In this Division: “price compensation
.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
preventive action in accordance with the government regulations. As a result, no employee infected. Since the end of March, the production and the sales were affected by the situation . However, since the
Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors
: 1. I/We am/are under supervision of Home Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which