changes in the digital age,” added SEC Secretary-General. In addition, the DGA will render cooperation with regard to laying out strategies, policies and action plans, develop guidelines in accordance
allowed by the Notification, starting from 22 March 2019.The SEC has reported the proceedings in this case for the AMLO to consider taking further action because the offense related to unfair
shall be subject to the punishments under Section 300 of the SEA. In this regard, the SEC shall consider further legal action in due course. _____________________ Related press releases: 1. SEC News
.2535 (1992) and may be found to have committed an offence under Section 281/2 of the same act, in which case, the SEC will not hesitate to take action pursuant to its authority and mandate.According
made use of such information for purchasing, in collusion with Sommart, TIPCO shares through Sommart’s account before TIPCO reported such information to the SET on 18 February 2021.The action of
will consider further action regarding the matter.In the case of Chanthani, on 10 April 2014 she had access to the insider information regarding the proposal for business acquisition by virtue of her
further appropriate action can be taken in time.? ______________________________ *Failure to perform duties honestly under Clause 23(1) and failure to perform duties
IFEC directors and executives is unlawful. If any fact appears that there has been any violation of the SEA, such persons may be liable to legal action that could lead to criminal penalties and civil
concealing the identity of the person who was the real user of those accounts.Pattanapong?s action was deemed to be in violation of Section 243 (1) in conjunction with Section 244 and Section 243(2) of the
2016. Investment consultants must not abuse their duties to seek unfair benefits from investors no matter with or without clients? consent. In any case, the SEC takes strict action against all offenses