agents, have contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com and www.ngm-trading.com

contract for its account receivables. The SEC, therefore, directs YNP to rectify financial statements and to cooperate with one satisfy auditor in providing information and documents, and submit the

securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated his fraud commission, embezzlement, falsying documents with the

processed. Instead, he falsified documents to deceive the clients that their orders had been executed.  He also deceived the clients that the Automated Trading System (ATS) failed to function and thus asked

pimpicha@sec.or.th หรือ napaporng@sec.or.th จนถึงวันที่ 29 เมษายน 2566________________________หมายเหตุ : * พระราชบัญญัติสัญญาซื้อขายล่วงหน้า พ.ศ. 2546 https://www.sec.or.th/TH/Documents/ActandRoyalEnactment

ขออนุญาตและการอนุญาตให้เสนอขายหุ้นที่ออกใหม่ (ฉบับประมวล) https://www.sec.or.th/TH/Documents/Share/7079s.pdf   

capital utilization from previous PP capital increases. The SEC therefore ordered POLAR to submit documents and clarify the information thoroughly within seven days and publicly disclose such information

complete supplementary documents. The SEC therefore submitted to the DSI a letter giving information and asking for any information that could indicate otherwise. In this regard, the SEC has also asked the

seminar and distributed along with checklist to listed companies which would be useful for their 2012 MD&A preparation.  The seminar documents and video, recommendation, and checklist are available for

cylinders determined by the Revenue Department as fictitious purchases. The SEC therefore notified PICNI to rectify the financial statements and satisfy the auditors with supporting information and documents