manipulating share price of Thai Plastic and Chemicals Plc. (TPC). With the referral from the Stock Exchange of Thailand on irregular trading of TPC shares by a group of persons, the SEC probed into the case and
the securities trading reports for their customers by using trading order form (Form F8) despite those trading orders were not made in trading room. In addition, they failed to completely record a
, giving investment advice, and operating an exchange or trading platform) will be required to seek a license, registration, or exemption from the SEC. 9 III. Other issues 3.1 When ICO portal also invests in
as the rise of e-commerce and growing global supply chains, both of which limited the pricing power of domestic firms. As a result, Thailand’s nominal GDP increased by 6.3 percent, leveling at Baht
-Translation- Ref. No. PorBor.027 / 2019 September 11, 2019 Subject: Entering into Transaction of Disposing of Subsidiary’s ordinary shares To: President The Stock Exchange of Thailand Enclosure
lower demand from foreign trading partners affecting the export sector. The local political uncertainties that arose in this quarter further added pressure and caused delayed investment decisions in
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of January – March 2017, the nine individuals
procedures for proof of guilt committed by a group of persons which is usually the case with market manipulation; 1.4 Supervision of exchange-based trading to maintain continuity and reliability of the
-1- AIT (VP-SEC) 003E/2024 15 February 2024 Subject: Management's Discussion and Analysis of Operating Results for the year 2023 and Q4-2023 To: The President of the Stock Exchange of Thailand
Page 1 of 3 Ocean Commerce Public Company Limited 148/1 Soi Raminthra 14, Raminthra Road, Tharang Sub-district, Bang Khen District, Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 No