The Securities and Exchange Commission (SEC) organized “Financial Planning for Women” activities for staff of Facebook (Thailand) Co., Ltd. The event was run by the SEC Department of Capital
The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Digital Economy and Society, the Anti-Money Laundering Office, and key capital market alliances, has launched an
same year in 2022.” Hosting the IOSCO Annual Meeting will bring about multifold benefits to the capital market and Thailand. For example, the SEC will have another forum to demonstrate its capacity
Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, stated that SEC encourages intermediaries in the capital market, both in securities business and derivatives business, to fulfill the so-called
Bangkok, 15 February 2017 ? The SEC has revoked the approval of a securities investment consultant, Mr. Niran Rodchaiya, and banned him from functioning as capital market personnel for 10 years on
Bangkok, March 27, 2014 - The SEC suspended {A}, a former capital market investment consultant of UOB Kay Hian Securities (Thailand) Plc, and {B}, a capital market investment consultant of Krungsri
Bangkok, December 24, 2013 - The SEC will not consider an application for approval as capital market personnel in case of {A}, a former securities investment consultant of Thanachart Securities Plc
of their acts, the aforesaid four persons are deemed to possess prohibited characteristics of capital market personnel as specified in the Notification of the Capital Market Supervisory Board No. Tor
Bangkok, February 2, 2012 ? The Minister of Finance has appointed three expert members to the Securities and Exchange Commission and the Capital Market Supervisory Board, as follows: - Ms. Benja
submitted such document on 30 January 2023, which failed to prepare and submit financial statement within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.56(2