Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the

the Capital Market Supervisory Board No. Tor Thor. 65/2552 Re: Rules, Conditions and Procedures for Over-the-Counter Securities Brokerage Off the Stock Exchange of Thailand dated 3 August 2009; (8) The

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เดียวกันกับตราสารทุน แบบฟอรม ณ วนัที ่1 ก.พ. 52 27 1.1 หุนสามัญ / หุนบุริมสิทธิ (common stock / preferred stock) 1.1.1 หุนใน SET 50 และหุนตางประเทศในกลุม large market capitalization หมายถึง หุนที่

ใบรับฝากหลักทรัพยท่ีเปลี่ยนมือได (TCR) ที่มีหุน ตางประเทศตามขางตนเปนหุนอางอิง 1.1.2 หุนนอก SET 50 และหุนตางประเทศนอกกลุม large market capitalization หมายถึง หุนที่ซ้ือขายในตลาดหลักทรัพยแหง

Capital Market Supervisory Board, hereby issues this Notification, as follows: Clause 1 The Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information

Market Supervisory Board, hereby issues this Notification, as follows: Clause 1 The Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information

Market Supervisory Board, hereby issues this Notification, as follows: Clause 1 The Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information

The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Digital Economy and Society, the Anti-Money Laundering Office, and key capital market alliances, has launched an

) B.E. 2551 (2008), Paragraph 1 of Section 109, Section 117 and Paragraph 1 of Section 124 of the Securities and Exchange Act B.E. 2535 (1992), the Capital Market Supervisory Board hereby issues the