and disseminated false statements, which caused an impact on the GL securities price and investors? investment decisions. Such information also contradicted the information GL had disclosed through the

be careful and examine their trading transactions as well as the money in their accounts regularly, and not to allow investment consultants to make investment decisions or use investors? trading

investment decisions.  Concurrently, the SEC has revised regulations related to determination of fees collected from licensed businesses in accordance with the resolution of the SEC Board Meeting No. 15/2565

about various details to ensure comprehensive information for making voting decisions at the shareholders’ meeting._____________________________

client related to him as a payment for trading transactions and collateral. Jakkrit later executed trading orders for his related client.  In addition, Jakkrit also made investment decisions on other

with the Ministry of Finance and regarded as another mechanism for protecting and empowering shareholders to make their own decisions to solve the company's problems; (3) CMDF: establishing the CMDF as a

and lack of appropriate client acceptance procedures on non-audit service acceptance decisions. Setting proper procedures to identify impacts on independence and possible conflicts of interest was

appropriate and reliable supervision and investor protection. In any case, investors are advised to study details and conditions of target products thoroughly before making investment decisions. For inquiries

duties with honesty by disguising that trading decisions were made by client; and seeking benefits during performance of duties. Following the complaint lodged by client of KT ZIMICO Securities Company

property funds; (3) “Property Fund Manager” means a person who makes decisions to invest or dispose of real estate or leasehold right of property funds; (4) “Fund Manager of Fund for Solving Financial