fintech expo and found a number of business operators who may be liable to undertaking securities business, derivatives business or digital asset business without license. Additional evidence was collected
-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities
Pattiya (or Pattiyawongse) to a three-year imprisonment for violating Section 90 of the Securities and Exchange Act B.E.2535 while undertaking businesses of securities brokerage and dealing under the name
financial products and services in the capital market.The applicant must have the qualifications as specified by the Ministerial Regulations concerning undertaking of securities business in the category that
เงินในรูปของการออกหุ้นบุริมสิทธิจำนวน 7,783 ล้านบาท และเงินกู้ยืมจำนวน 658 ล้านบาท ต่อมา PACE ได้เปิดเผยข้อมูลในงบการเงินงวดไตรมาส 2 ปี 2560 ว่า PACE ได้ทำข้อตกลง Consent Conditions Undertaking? (CCU
, Conditions and Procedure for Undertaking Digital Asset Businesses (No. 22) dated 3 January 2024: (https://publish.sec.or.th/nrs/10052s.pdf); 2. Notification https://www.sec.or.th/EN/Pages
: Relevance Date (Newest) Date (Oldest) SEC revises advertising rules for digital asset business operators Commission No. Kor Thor. 3/2567 Re: Rules, Conditions and Procedure for Undertaking Digital Asset
digital asset business operators Commission No. Kor Thor. 3/2567 Re: Rules, Conditions and Procedure for Undertaking Digital Asset Businesses (No. 22) dated 3 January 2024: (https://publish.sec.or.th/nrs