collective total exceeding 40 percent of the total assets as per the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10401 SEC Thailand to join the IOSCO “World Investor Week 2023” investor education
the characteristics of investment company as a company that makes passive investment in securities, derivatives or digital assets , at a collective total amount exceeding 40 https://www.sec.or.th/EN
rate exceeding 25 percent, which would consequently result in Insignia obtaining the most voting rights in SABUY. In this regard, IFA opines that the offer price of the ordinary shares and warrants as
income streams from infrastructure as the underlying (infra-backed ICO). Previously, the investment limit of retail investors was not exceeding 300,000 baht per person. This is to align with the product
On 25 December 2023, the SEC issued a letter to NUSA’s Board of Directors regarding their resolution, passed on 7 December 2023, to sell the company’s six assets for a total amount exceeding 11
timeframe, not exceeding 45 days, while refrain from performing further actions as directed by the SEC. If business operators fail to submit such notification or complete the corrections within the specified
services not exceeding the period specified by law.To accommodate the business undertakings while ensuring that investors obtain appropriate investment advice and information in a timely and efficient manner
excluded from the total liabilities in the calculation of net capital, only the portion not exceeding the shareholders’ equity, for up to one year from the effective date of the amendments. This is to
criminal offenses shall be subject to penalties including imprisonment for a term not exceeding three years or a fine of up to 300,000 baht, or both.” The SEC encourages investors to use services from
under the terms and conditions for the company's failure to pay the principal of the JTS254A bond in an amount exceeding 300 million baht, and approving the cancellation of the immediate repayment and