Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months
orders via mobile phone.Failure to keep a complete record of derivatives trading orders was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market
Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended {A} from his duty as the approved securities investment consultant for a month and 10 days
Bangkok, February 2, 2012 ? The Minister of Finance has appointed three expert members to the Securities and Exchange Commission and the Capital Market Supervisory Board, as follows: - Ms. Benja
the transmission system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act
Supervisory Board, which is 15 June 2024. However, TAPAC submitted such report to the SEC Office on 25 December 2025, thereby submitting its financial statements for Q2/2024 after the prescribed deadline
Supervisory Board, which is 16 September 2024. However, TAPAC submitted such report to the SEC Office on 28 May 2026, thereby submitting its financial statements for Q3/2024 after the prescribed deadline
annual report did not comply with the notification of the Capital Market Supervisory Board. The rectified information was later submitted to the SEC Office on June 2, 2016. SEC Act S.56 and 199
Supervisory Board after he acquired NOBLE shares between January 31, 2013 and May 3, 2013 SEC Act S.246 Settlement Committee Meeting No. 9/2017 Settlement Committee Order No. 76/2017 Dated 18/10/2017
SMART’s failure to prepare and submit the accurate financial statements for Q1/ 2017 ended March 31, 2017 within the period specified by the Capital Market Supervisory Board. SEC Act S.300 Settlement