the notification of the Office. In providing services under the first paragraph, the online branch office is not allowed to give an advice concerning derivatives contract or suitability of trading in

an advice concerning derivatives contract or suitability of trading in derivatives contract to customer. The derivatives broker shall arrange to have a clearly statement that the derivatives broker is

basic asset allocation ต้องจัดท าโดย บุคลากรที่มีความรู้ ความเช่ียวชาญ และ เป็นไปตามหลัก วิชาการ ในกรณีที่ลูกค้า ประสงค์จะลงทุน ที่ไมเ่ป็นตามผล suitability test หรือ basic asset allocation ผู้ประกอบธุรกิจ

assess suitability for providing services to the client; (d) to consider the ability of the client to comply with the agreement for service provision. (2) have a procedure for providing services to the

of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the client; (c) to assess suitability

of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the client; (c) to assess suitability

client; (c) to assess suitability for providing services to the client; (d) to consider the ability of the client to comply with the agreement for service provision. (2) have a procedure for providing

client; (c) to assess suitability for providing services to the client; (d) to consider the ability of the client to comply with the agreement for service provision. (2) have a procedure for providing

client; (c) to assess suitability for providing services to the client; (d) to consider the ability of the client to comply with the agreement for service provision. (2) have a procedure for providing

, settlement method and setting price, etc.. Moreover, investor should consider the suitability of such investment with the investor owns investment objective and financial. 3. Risk of loss beyond initial margin