of Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours (No. 2) http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1
the SEC). These individuals were also prohibited from trading securities and derivatives for 14 or 20 months (as the case may be) and from serving as directors or executives for 28 or 40 months (as the
making a cash payment and transferring money to a personal account of the serving investment consultant. Investors should make payments via payment channels and methods specified by the service provider
. The SEC therefore filed the criminal complaint against both persons with the DSI for further legal proceeding. Consequently, they are automatically barred from serving as capital market personnel or as
products. The SEC will provide support to businesses, regardless of size, industry or location, to raise funds through the Thai capital market serving as destination for offer for sale of shares or
of 1,380,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 09/09/2022 and 08/09/2023
of 2,774,456.25 Baht - a suspension of securities and derivatives trading between 18/02/2025 and 17/02/2027 - a bar from serving as a
, Kannida, Pakkawan and Kanchanarath, are prohibited from trading securities or derivatives for a period of 30 months each and are barred from serving as director or executive in any securities issuing