prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a system ready for keeping assets into
. Clause 8. A securities company shall not appoint any person to be an agent for the custody of client’s assets unless such appointment complies with the following rules: (1) the person appointed by a
securities company shall not appoint any person to be an agent for the custody of client’s assets unless such appointment complies with the following rules: (1) the person appointed by a securities company as
agent และผู้ลงทุน โดยขอเพิ่ม (6) บริกำรอ่ืนใดตำมข้อตกลงระหว่ำงผู้ให้บริกำรและผู้ใช้บริกำร ความเห็นส านักงาน เห็นด้วยกับข้อเสนอโดยเห็นควรเพิ่มบริกำรสิทธิประโยชน์ฯ อยู่ในขอบเขตงำนของระบบ สนับสนุนไว้ในประกำศ
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorThor 3/2551
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e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 87/2552
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorChor. 9/2555
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 15/2547 (Synopsis