Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment
Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment
Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment
investment advice service. Tipsuda Thavaramara, SEC Deputy Secretary-General said that capital market regulators around the world are now embracing technological advancement to enhance efficiency and
subscription order of a client without contacting or giving advice to the client. She admitted having done so without providing details on the fund to the client. The SEC has therefore imposed a 40-day
(TDO), led by President Att Tongyai Asavanund, and member representatives to exchange views and suggestions on the promotion and development of the digital asset market. The discussion topics included
suggestions via the website or email: sarunb@sec.or.th, warunee@sec.or.th or chatchan@sec.or.th. The public hearing ends on 29 August 2022. ________________________
/Pages/PB_Detail.aspx?SECID=639. Stakeholders and interested parties are welcome to give comments and suggestions via the website or email: apichayas@sec.or.th or janthaporn@sec.or.th. The public hearing
://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=724. Stakeholders and interested parties are welcome to give comments and suggestions via the website or email: nattarika@sec.or.th or rattaya@sec.or.th. The public
://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=684. Stakeholders and interested parties are welcome to send comments or suggestions by 26 January 2021 via the website or e-mail to kris@sec.or.th or nichap