Qualifications and Prohibited Characteristics of Directors and Executives of Derivatives Business Operators (Codified) (Synopsis) 03/08/2009 01/09/2009 Contact The Securities and Exchange Commission, Thailand
Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission SorKhor 22/2553 Prohibited Characteristics of Directors, Executives and Major Shareholders of
SorThor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies. 23/05
reimbursement of investigative expenses incurred by the SEC, totaling 123,337,594 baht. He is also prohibited from serving as director or executive in securities issuing companies or securities companies for 29
: (1) Digital asset business operators of all types are prohibited from providing services or acting in any manners of supporting or promoting the use of digital assets as a means of payment for goods
(1) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules