transaction” means any proceedings according to the Notifications of the Securities and Exchange Commission, the Notifications of the Capital Market Supervisory Board or the Notifications of the Office of the
person. [ ] Yes [ ] No (3) I have been denounced by the SEC Office or have been tried in any criminal proceedings resulted from denunciation by the SEC Office or was imprisoned by the court’s final
or being in the period when the SEC Office shall not consider the application. (4) being named in a complaint by the SEC Office or subject to any legal proceedings following the criminal complaint
the business; material changes in the types of products produced or services rendered; name changes; or the nature and results of any bankruptcy, receivership or similar proceedings with respect to the
beneficial facts or evidence in the trial of the case or the proceedings, or concealing or destroying the evidence of the case or giving false statements, etc.; Clause 4. A person having the prohibited
legal proceedings under the law governing securities and exchange and notifications issued by virtue of the said law. Clause 5 Other than the reasonable grounds of lack of qualifications or possession of
controlling access to the company’s information. Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson, said: “Pursuant to the specified legal proceedings, the digital asset business operator’s
Section 281/2 and Section 312 of the SEA. The SEC has therefore filed the criminal complaint against all seven persons with the DSI for further legal proceedings. Being named in the criminal complaint has