. KorNor. 22/2552 Re: Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management _____________ By virtue of Section 4 and Section 14 of the

report, the SEC probed into the case and found that the said companies and persons, without obtaining license under Section 90 of the Securities and Exchange Act B.E. 2535 (SEA), jointly operated

shares or partners in such juristic person, whether directly or indirectly, more than fifty percent of the outstanding shares or the total partnership; (3) a private fund of the persons under (1) or (2

private fund management; “connected person” 3 means the following persons unless otherwise prescribed herein: (1) a person with a relationship or connection to a management company or a fund according to

the private sector with integrity and the private sector can still access the capital markets with flexibility. This will also reflect that the SEC, as an agency overseeing and developing Thai capital

.”The SEC is implementing the plan to enhance good governance of listed companies by revising regulations to ensure they are in alignment with current problems and will not increase burdens on the private

and related persons must submit hardcopy documents and also online documents through electronic system, which might cause burden on the private sector and it does not go accordingly with the

persons opened at UOB Kay Hian Private Ltd. and EFG Private Bank SA in Singapore, had knowingly used these accounts to trade UNIQ shares during July 20, 2009 ? April 7, 2010 in the manner that inflated and

managing private assets of any persons or groups of persons (private trust), nor does it aim to evade compliance with any relevant laws.  Key products for GIT investment in environmental projects are: (1

Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 4)