? behaviors before designing product and service policies that would better respond to the investing public?s demands.FinTech Forum will take place on 15 June 2016 from 9.00 ? 12.00 hours at Auditorium 1601
to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the
notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset trading, causing the coin prices displayed in the order book was inaccurately
Ms. Suttiporn Hinrit Ms. Suttiporn Hinrit, Chief Financial Officer, who is responsible for the operation of Richy Place 2002 Public Company Limited ("RICHY"), shall be liable for RICHY’s
At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of
independent from the owner of assets to be invested by REITs. Moreover, REIT trustees must have in place preventive measures or sufficient check and balance mechanism, in cases of entering into transactions
Bangkok, July 10, 2015 ? The SEC and the Stock Exchange of Thailand (SET) agreed to provide the information concerning abnormal securities trading in one place. Accordingly, the SEC?s last Turnover
social media platforms and promoted the "Lifelong Investing for the 50+" campaign, a financial and investment education program for those approaching or in retirement. The briefing took place on 8 November
, participated in the event, which was attended by approximately 200 participants. The event took place on 27 November 2024 in Bangkok.
development of Thailand's capital market and create future business opportunities. The event took place on 1 November 2024, at the SEC Building.