be in compliance with the rules, conditions and procedures as prescribed by law. Currently, only government debt instruments and investment grade debt instruments are eligible for repo agreement

performance of introducing broker agents, and (3) establishment of compliance unit of digital asset business operators to be in line with the regulations governing securities business operators and

protection of human rights and in compliance with international codes of ethics, and (4) operating with transparency and having a fair procurement system against frauds and bribery.   “SEC gives an

งานด้านการประกอบธุรกิจและการการกำกับดูแล (business & compliance) ซึ่งเป็นผลสืบเนื่องจากการประชุมเชิงปฏิบัติการ (workshop) เกี่ยวกับการพิจารณาคำขออนุญาตธุรกิจสินทรัพย์ดิจิทัลร่วมกับผู้ทรงคุณวุฒิจาก

lifestyles. In addition, the government has launched NDID project that will be the country’s central infrastructure for service providers in both public and  private sector in compliance with ease of doing

standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence

SEC intends to revise its regulations on information disclosure of green bond offering for those who need to issue and offer green bonds in compliance with international standards. Additional

their risk level in compliance with the governing rules.    

compliance with the law. Thus, the offenders became subject to the penalties under Section 300 in conjunction with Section 33, and liable to the penalties under Section 268 of the SEA. The total fine amount

maintain compliance with the approval conditions at all times. In the event that its proposed rules would affect the business operations or the interest of members, investors or stakeholders, the