securities companies, ASCO can reaffirm that all securities companies have operational system to monitor proprietary trading. ASCO has issued measures to take care of the matter while the SEC regularly

bank officials.  Also investors should monitor movement of mutual fund as well as deposit accounts regularly, and contact the responsible bank immediately in case of inquiry

working groups will be established to monitor and continuously advance the measures to accelerate tangible short-term results. Concurrently, in the next phase, the SEC will proceed with developing other

, and adjudication by the court of justice, respectively. In this regard, the SEC will monitor the progress of the legal proceedings and cooperate fully with relevant agencies to support legal enforcement

information relating to side pocket operations, to enable unitholders to continuously monitor the status and progress of the assets.2. Revisions to the criteria on suspension of dealing, requiring AMCs to

securities trading activity or with only minimal trading, and where Enhanced CDD has been conducted but fails to establish a reasonable explanation;  (3) Continuously monitor and scrutinize transactions of

to invest in COMASS of THB 315 million, cash paid to invest in other assets of THB 346 million (Enclosure 4) 11 which comprising of the investment in LED screen project and the purchase of billboard

system to monitor any benefit on the loaned securities given by the issuer of the securities so as to compensate the lender for such benefit; (3) provide for a fair and transparent allocation procedure

collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause 9 (3); (2) have in place a system to monitor any benefit on the

9 (3); (2) have in place a system to monitor any benefit on the loaned securities given by the issuer of the securities so as to compensate the lender for such benefit; (3) provide for a fair and