Limited (BSEC)  based on nonpublic information he had known by virtue of his working positions. Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed

on issues of related party transactions and separation of businesses among the applicant and group of parent company which have effect on shareholder rights.  Besides, {X1} Company had jointly prepared

directors and shareholders is also a WEH?s director and shareholder. In addition, due to its high value the transaction requires the approval from a shareholders? meeting that DEMCO will propose at an

. Nonetheless, she neither examined KYC/CDD documents of the client and the beneficial owner, nor recorded the beneficial owner's identity. In this case, the beneficial owner was an executive and a shareholder of

Mr. Nuttawut Teawsomboonkij Mr. Nuttawut Teawsomboonkij, who was a shareholder of TFG holding in excess of five percent (5%) of the registered capital, knew or had material information that was

Financial Service Co., Ltd. (“AFS”) - Major shareholder of AEONTS, holding 35.12% of AEONTS’s shares - Major shareholder of ACS Capital - Major shareholder of AEON Systems General characteristics of

% of AEONTS’s shares - Major shareholder of ACS Capital - Major shareholder of AEON Systems AEONTS’ s subsidiaries: Company Business % of shares held by AEONTS 1). AEON Specialized bank (Cambodia

companies: Company Business Relationship with AEONTS AEON Financial Service Co., Ltd. (“AFS”) Finance -Major shareholder of AEONTS, holding 35.12% of AEONTS’ s shares -Major shareholder of AEON Systems AEON

of the securities companies dated 30 May 2000, shall be repealed. Clause 2. In this Notification, “major shareholder” means a person who holds shares, notwithstanding directly or indirectly, exceeding

companies dated 30 May 2000, shall be repealed. Clause 2. In this Notification, “major shareholder” means a person who holds shares, notwithstanding directly or indirectly, exceeding ten percent of voting