IFRS Club and the Thai Bankers’ Association. For our internal management, we have expedited development and improvement of database and the design of work system and IT structure in 7 order to

internal processes and developing employees’ skills to accommodate the task of underwriting loans with trees pledged as collateral. This may take some time in order to ensure that the value of collateral is

be acquired The Company will acquire 100 percent of shares of Target Company. However, Target Company has not yet been incorporated therefore the book value is unavailable. Nevertheless, if consider

)) Net Liquid Capital Rule (Section 97) Executives / Personnel Major Shareholders Engagement in Related Businesses Internal operation of Securities Companies Auditors Accounting and Financial Statements

to slow due to a Thai economic recovery that is forecast to remain weak, and heightened internal and external risks. We are therefore closely monitoring and analyzing related developments. Subject to

Company Limited (100%)       Date of Transaction Within April 2018 Source of Funds Internal cash flow Objective of investment 1. To invest in Smart Vending Machines (SMV) project 2. Internal financial

| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents

Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of

ภายใน (Internal) Questionnaire_B B Communication within https://www.sec.or.th/TH/Documents/Auditor/QAQR-07.xlsx OFFER_DEBENT_EN.xlsx Electrical Products and Computer 08 Energy and Utilities 23,323.60 7 09

internal control system; (2) reviewing the financial report and financial information of the SEC Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing https