e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies Type Title Section See Document Status Notified Date Effective Date 1
the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the Public. We have studied, acknowledged and understood the Personal Data Protection Policy for internal
imposed by the company management in several matters including audit procedures to evaluate effectiveness of internal control over small-sized gas cylinders quantity, deposits received for small-sized gas
due to inefficient internal control system with regard to the cost of sales and the inventory of 2014 and insufficient evidence to clarify decrease in the production yield. The AIE auditor also
because the subsidiary failed to set an allowance for doubtful accounts and had yet to improve the efficiency of its internal control with regard to the approval of invoice issuance, expenses, payments
, including the components, structure, and responsibilities of company boards, internal control systems for governance, as well as guidelines for monitoring and tracking transactions of listed companies and
ตอบแทนของกองทุน/ทรัสต์ ต้องเปิดเผยประมาณการอัตราผลตอบแทนภายใน (Internal Rate of Return: IRR) ควบคู่ไปด้วย เพื่อให้ผู้ลงทุนได้รับทราบข้อมูลเกี่ยวกับผลตอบแทนที่คาดว่าจะได้รับทั้งระยะสั้นและระยะยาวก่อนการ
determine internal control measure as a part of their corporate culture. Boards and executives should be aware of necessity to create and foster this corporate culture in order to upgrade standards and
board, resulting in the company?s loss. The auditor had also detected serious weakness in GEN?s internal control relating to such securities investment exceeding the approved amount. More details in the