purchase order before regular settlement period in order to avoid force selling. This action was considered that {A} failed to inform sufficient information by concealing important information that might
interested in issuing ESG bonds, asset management companies and the general public, so they may comprehensively access information on ESG financial products, namely ESG bonds* and SRI funds. The platform will
had to settle the purchase order before regular settlement period in order to avoid force selling. This action was considered that Wiroj failed to inform sufficient information by concealing important
Diginative Company Limited (Revised) 11/06/2021 18:12 Notification on the Establishment of a New Joint Venture Company Remark: Data will be displayed within 3 years. Last updated on 19 January 2023
results of the review affect the fair valuation of the investment or any items in the financial statements that have been submitted to the SEC Office and disclosed publicly, PACE has informed that it will
In mid-2021, the DSI requested that the SEC further investigate the facts and evidence in a case where the SEC had filed a criminal complaint,* due to suspicious circumstances suggesting that IEC
digital asset mule accounts. Moreover, individuals identified as mule account holders will face restrictions on certain transactions that pose a risk of money laundering. Ms. Jomkwan Kongsakul, SEC Deputy
entities allegedly solicited the public to invest or use their services at their booths during a FinTech exhibition at a hotel. In this regard, the SEC coordinated with the venue owner and the event
same standard and clearer warning presentation regarding investment risks. This is to ensure that investors have sufficient information regarding risks or limitations prior to using services or making