electronic data filing. Clause 4. The following securities companies shall be exempt from preparing and filing the reports under this Notification: (1) Any securities company, which ceases its securities

securities companies shall file the reports via securities company reporting system by following the Office’s rules of electronic data filing. Clause 4. The following securities companies shall be exempt from

companies shall file the reports via securities company reporting system by following the Office’s rules of electronic data filing. Clause 4. The following securities companies shall be exempt from preparing

requirement on experience on affixing signature to express an opinion on financial statements to be more in line with the current auditing environment;  (3)  To exempt auditors in the capital market who fail

involves issuance of capital shares and change of the controlling power. Thus, the shareholders should decide for themselves whether to accept or exempt a tender offer for all securities of the business

conducting this public hearing on the draft amendments which contain the key points as follows:   (1) Qualified Subordinated Debt that can be excluded from the total liabilities in the net capital calculation

companies, and the issuers and listed companies on LiVEx are excluded;  (2)  Real Estate Investment Trust (REIT) listed on the Stock Exchange of Thailand (SET);   (3)  Infrastructure Trust (Infra Trust

are prescribed in Appendix B-I-SFC Circular of the MoU; (2) the management company shall be exempt from complying with the regulations related to the limitations on exercise of the voting right

The SEC has revised the definition of Qualified Subordinated Debt to be excluded from the total liabilities for the calculation of net capital of business operators, viewing that the debt instruments

The SEC has revised the definition of Qualified Subordinated Debt to be excluded from the total liabilities for the calculation of net capital of business operators. To align the issuance of